HarmonyIntermediate3 min read

Passing, auxiliary, and neighbor diminished chords

Three functions of the diminished chord

A diminished seventh chord (four notes a minor third apart, e.g. C#°7 = C# E G Bb) can be used in three ways:

  1. Ascending (passing) diminished: connects two chords with the bass rising by a half step. It is equivalent to a secondary dominant b9 without the root.
  2. Descending diminished: connects with the bass falling by a half step (e.g. Em7 – Eb°7 – Dm7). It has no dominant function: it is pure chromatic motion.
  3. Auxiliary (common-tone) diminished: embellishes a chord with which it shares the root (C°7 – Cmaj7). Often written C°7 but played with C in the bass.

Ascending in C major

MotionDiminishedEquivalent toBass
Cmaj7 → Dm7C#°7 (C# E G Bb)A7b9 (V/ii)C – C# – D
Dm7 → Em7D#°7 (D# F# A C)B7b9 (V/iii)D – D# – E
Fmaj7 → C/GF#°7 (F# A C Eb)D7b9 (V/V)F – F# – G
G7 → Am7G#°7 (G# B D F)E7b9 (V/vi)G – G# – A

The progression Cmaj7 – C#°7 – Dm7 – D#°7 – Em7 with chromatic bass C–C#–D–D#–E is a classic of swing jazz, gospel, and stride.

Descending

MotionDiminishedBass
Em7 → Dm7Eb°7 (Eb Gb A C)E – Eb – D
Am7 → G7Ab°7 (Ab B D F)A – Ab – G
C/E → Dm7Eb°7E – Eb – D

The bIII°7 (Eb°7) between iii and ii is the most common descending one (turnaround: Cmaj7/E – Eb°7 – Dm7 – G7).

Auxiliary (common-tone diminished)

  • Cmaj7 – C°7 – Cmaj7: C°7 = C Eb Gb A. The notes E and G fall by a half step (Eb, Gb) and then return; A is an appoggiatura of the fifth. A sound from "1940s films," Broadway, the gospel ballad.
  • On the V: G7 – G°7 – G7 (G Bb Db E), less common.
  • The #IV°7 with tonic bass (F#°7/C) is another form of auxiliary on the tonic.

Cadential six-four

The classic IV – #iv°7 – I6/4 – V – I (F – F#°7 – C/G – G7 – C) is a passing diminished that leads to the cadential six-four: you find it in chorales, gospel, soul ballads, and standard endings.

Voice leading

  • The note that rises by a half step (the bass C#) is the "leading tone" of the target: it must resolve upward.
  • The diminished seventh (Bb in C#°7) falls by a half step (Bb → A, the fifth of Dm7).
  • In the auxiliary diminished, at least one voice holds the common tone.

Diminished chord and symmetry

C#°7 = E°7 = G°7 = Bb°7: the same chord has 4 names. Every diminished seventh can therefore resolve to 4 different keys (see the card on enharmonic modulation) and, by lowering any one of its notes by a half step, it becomes one of the 4 dominants a minor third apart (B°7: lowering B → Bb7, D → Db7, F → E7, Ab → G7).

Exercise for the producer

  1. Piano (Piano V or Stage-73 V) at 80 BPM, 60% swing.
  2. Play | Cmaj7 C#°7 | Dm7 D#°7 | Em7 Eb°7 | Dm7 G7 |.
  3. Try the same progression in a different genre (lo-fi hip hop, 75 BPM, Rhodes with tape saturation): the passing diminished works outside jazz too.

The diminished seventh chord and its uses, Barry Harris's diminished sixth, gospel harmony, enharmonic modulation, chromatic voice leading.

Sources

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