HarmonyAdvanced3 min read

Chromatic substitution, approach chords, and side-slipping

Definition

In chromatic substitution a chord is preceded or replaced by a chord whose root is a half step above or below the target, or all the voices of a chord are shifted by a half step (chromatic planing). Approach chords are short-duration chords that "slide" onto the arrival chord; they are a central technique of jazz arranging (Berklee: Lowell and Pullig, Arranging for Large Jazz Ensemble).

Types of approach (target Cmaj7, melody E)

TypeApproach chordHow it is built
Upper chromaticDbmaj7 (Db F Ab C)same structure as the target, a half step above
Lower chromaticBmaj7 → Cmaj7same structure, a half step below
DominantG7 → Cmaj7V7 of the target
Tritone dominantDb7 → Cmaj7subV7
DiatonicDm7 → Cmaj7 (Em7 for approach from above)nearby diatonic chord
DiminishedB°7 → Cmaj7 (or C#°7 → Dm7)diminished seventh a half step below

In horn arranging the principle is: the melody moves by step, and the inner voices copy the structure of the target transposed to the approach degree.

Side-slipping (sidestepping) in modal improvisation

Over a long vamp (e.g. D Dorian), the soloist or pianist moves up a half step (Eb Dorian) for a few bars and then returns: tension and release without changing the bass harmony. It is typical of Coltrane's quartet with McCoy Tyner and of 1960s modal jazz.

Chromatic ii–V

  • Approach from above: Ebm7 – Ab7 → Dm7 – G7 → C. The ii–V a half step above prepares the real one.
  • Approach from below: C#m7 – F#7 → Dm7 – G7 (less common, sounds very "outside").
  • Double approach: Ebm7 Ab7 | Dm7 Db7 | Cmaj7.

Chromatic substitution of the bass (bass line reharm)

You first write a chromatic bass line and then choose on each note the chord that contains the melody:

Sustained melody G for 4 bars, bass C – B – Bb – A:

  • C: Cmaj7 (G = 5)
  • B: Em/B (G = b3 of Em)
  • Bb: C7/Bb (G = 5) or Ebmaj7/Bb (G = 3)
  • A: Am7 (G = b7)

One single sound in the melody, four different colors.

Chromatic planing

Repeating the same chord structure shifted by a half step: Dm9 – Ebm9 – Dm9 (funk), Cmaj7#11 – Dbmaj7#11 (fusion), voicings in fourths that slide. It is also the basis of house "chord stabs" transposed in parallel.

Rules for good use

  • Short duration: the approach usually lasts an eighth note or a quarter note before the target.
  • The melody must move by step toward the target note.
  • Avoid two consecutive chromatic approaches in the same direction over more than 2–3 chords: the ear loses the key.
  • In the mix, the approach can be quieter (velocity −10/−15) so that it sounds like an "ornament" and not a new chord.

Exercise for the producer

  1. Take a chord riff on a quarter-note grid: Cmaj7 – Am7 – Dm7 – G7.
  2. Before each chord, on the last eighth note of the preceding bar, insert the same chord a half step above (Dbmaj7 → Cmaj7, Bbm7 → Am7, Ebm7 → Dm7, Ab7 → G7).
  3. Quantize the slide to 1/8 with 55–58% swing: you'll get a "neo-soul" or big band effect depending on the sound.

Extended tritone substitution, planing and constant structures, passing diminished chords, advanced reharmonization, neo-soul harmony.

Sources

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