HarmonyIntermediate3 min read

Tonicization: making a chord the tonic without modulating

Definition

Tonicization is the process by which a chord other than the tonic is treated for a moment as if it were a tonic, by preceding it with its dominant (or its ii–V, or its diminished seventh). The ear perceives it as a "local point of arrival," but the main key does not change. Schenker spoke of Tonikalisierung; Schoenberg of regions of the key.

Difference from modulation

TonicizationModulation
Duration1–4 barsa phrase or a section
Cadence in the new keyno, or only weakyes, usually authentic
Key signatureunchangedoften changes
Perceptionmomentary "color"new center

The boundary is blurry: if you stay on an area for a long time and confirm it with a cadence, tonicization becomes modulation.

The tools

  • Secondary dominant V/x: A7 → Dm (V/ii in C).
  • Secondary diminished seventh vii°7/x: C#°7 → Dm.
  • Secondary ii–V: Eø7 – A7 → Dm (minor target), Am7 – D7 → G (major target).
  • Secondary tritone substitute: Eb7 → Dm.
  • Local plagal cadence: Bb → F (IV/IV) to tonicize the IV.

Table in C major

Chord to tonicizeSecondary V7Secondary vii°7Secondary ii–V
Dm (ii)A7C#°7Eø7 A7
Em (iii)B7D#°7F#ø7 B7
F (IV)C7E°7Gm7 C7
G (V)D7F#°7Am7 D7
Am (vi)E7G#°7Bø7 E7

In A minor: G7 → C (V/III), A7 → Dm (V/iv), C7 → F (V/VI), D7 → G (V/VII).

Real examples

  • The Beatles, Yesterday (F major): F – Em7 – A7 – Dm. Em7–A7 is the ii–V of Dm: the vi is tonicized right away, before returning to F via Bb and C7.
  • Bach, chorales: almost every phrase tonicizes a nearby degree (V, vi, IV) with a local cadence; it is the basis of Baroque harmonic "breathing."
  • Jazz standards: Autumn Leaves alternates ii–V–I of the relative major and iiø–V–i of the minor; the two centers tonicize each other.

How to write it well

  • The secondary leading tone (C# toward D, G# toward A) must rise; the seventh of the secondary dominant must fall.
  • Do not tonicize the vii° (B°): a diminished chord cannot be a tonic.
  • Vary the "strength": V7/x in root position is strong, V6/5/x (inversion) is softer, vii°7/x is more chromatic and dramatic.
  • In pop, a tonicization of the vi or the IV in the pre-chorus raises expectation without losing the key of the chorus.

Exercise for the producer

  1. Basic progression in C: C – Am – F – G.
  2. Before Am insert E7 (half a bar): C – E7 – Am – F – G.
  3. Before F insert C7: C – E7 – Am – C7 – F – G.
  4. Try the ii–V version: C – Bø7 E7 – Am – Gm7 C7 – F – G. Listen to how each chord "becomes important."
  5. In the bass, make the leading tone rise (G#→A, E→F) to emphasize the tonicization.

Secondary dominants and extended dominants, related ii–V and secondary ii–V, modulation techniques, prolongation, Riemann functions.

Sources

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